Live Webinar – Compliance remains high on Malta’s agenda: an overview of the MLRO officers and the Unified AML Directive

Compliance remains high on Malta’s agenda: an overview of the MLRO officers and the Unified AML Directive

A Live webinar Organised by FM Search and supported by FinanceMalta 

Registrations are now open: https://bit.ly/3oDNwQc

Date: 14^TH September 2022

Time: 15:00 – 16:00

Venue: Online Live Webinar 

Speakers:

Meet Fran Moisa:

Fran is the Founder of FM Search, a boutique recruitment, headhunting and talent advisory firm. With over 12 years’ experience in headhunting in London and Malta, Fran has successfully assisted international businesses, ranging from start up’s to listed companies, with the recruitment and retention of employees, in highly competitive markets.  Outside work, Fran enjoys spending time with her family, participating in various voluntary and charity initiatives and writing.

Meet Charles Cassar: 

Charles is the founder of Shoulder Compliance, an anti-financial crime consultancy focusing on AML/CFT, Sanctions and anti-market abuse. Charles bring to customers his anti-financial crime insight and expertise which he developed over many years in external and in-house legal and compliance positions. Charles’ previous experience includes leading the compliance function of a European Systemically Important Institution, heading the compliance and legal departments of a fintech bank, and many years of experience as a commercial lawyer acting as external counsel.

Agenda:

• 1. The evolving role of the compliance / MLRO officers

With increased scrutiny and regulations, the role of the compliance / MLRO officers has evolved significantly, from a reactive stance, in some instances, to a more proactive stance, making the role one of the most important functions in regulated businesses. Together, we will look at understanding the main provisions introduced for compliance/ MLRO professionals and the importance of continuous professional development training.

• 2.  The Unified AML Directive – what does it mean in the EU context and for Malta

The plan is comprised of key pillars, such as implementation of existing rules; a single EU rule book;  EU Level supervision and a cooperation mechanism between FI units. Together, we will take a birds eye view on the proposed Unified AML Directive and what we can expect.

*FM Search is a FinanceMalta member