Duties & Obligations of Company Services Providers
Participants will be walking through the current rules and regulations relating to Company Services Providers, the Obligations in terms of AML laws, rules and regulations and the changes which are envisaged following the MFSA consultation Raising the Bar for CSPs.The course will outline the duties and obligations of CSPs from a regulatory as well as AML perspective and will also delve into the details of the MFSA consultation documentation and relevant feedback statements showing a comparison between the original consultation and the final feedback and if the rules will be implemented by the date of the course, the final rule book.
Overview
Why Attend?
- Understanding the duties & obligations of CSPs
- Understanding AML requirements
- Understanding the need for policies & procedures
- Understanding the changes coming into play
Agenda Highlights:
- 09:15 - 12:30 - Topics -
- The Current CSP Rules
- The Duties & Obligations of CSPs
- The Role of the Compliance Officer
- The Role of the MLRO
- The MFSA consultation document and feedback statement analysis and comparison
- Overview of the new rulebook (if issued)
Confirmed Speakers
- Mr Nicholas Warren - Nicholas Warren has a strong professional background with over 16 years work experience which complement his qualifications which include a Masters in Strategic Planning, a Bachelor of Commerce (B.Com.) Honours focused in Banking & Finance from the University of Malta, ACCA qualified as well as Certificates in Islamic Finance.Throughout his career he has focused his attention predominantly towards providing counsel, guidance and consultancy to international clients on the various possibilities presented by Malta as a Financial Services Centre. He commenced his passion for financial services as a manager with the Malta Financial Services Authority, focusing on Professional Investor Funds, UCITS Schemes and Investment Services Licence Holders (MiFID) and has also assumed management positions at two large fund management companies. He expanded his horizons in the fields of banking, payment services and financial institutions, capital markets as well as blockchain.
Sponsors
Credit & Financial Institutions
Duties & Obligations of Company Services Providers
September 4, 2020
Online Webinar
€20 - €75
The Malta Institute of Accountants
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