Compliance For Funds And Fund Servicing: Session 3

Session 3:

• Reporting to the Board of Directors and structuring a compliance report which gives the right amount of detail
• Alerting the board in the case of new legislation which will impact the company – how to go about it
• Preparing for an MFSA Visit
• Ad hoc legislation which will impact a licenced entity e.g. GDPR, ICT and DORA