Compliance For Funds And Fund Servicing: Session 2
MAY 10 @ 4:00 PM - 6:00 PM
Session 2:
- Identifying the risks and drafting an effective compliance monitoring plan e.g. difference between a fund, fund manager, investment firm, fund administrator and explaining the nature, different types and classifications of risks
- Ongoing monitoring of the operations of the company and compliance reviews
- Checks which the compliance officer should be carrying out internally and on third party service providers
Overview
Why Attend?
Agenda Highlights:
Confirmed Speakers
Sponsors
Investment Funds & Asset Management
Compliance For Funds And Fund Servicing: Session 2
May 10, 2023
Old University of Malta - Valletta
Malta Asset Servicing Association
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