Compliance For Funds And Fund Servicing: Session 2
MAY 10 @ 4:00 PM - 6:00 PM
Session 2:
- Identifying the risks and drafting an effective compliance monitoring plan e.g. difference between a fund, fund manager, investment firm, fund administrator and explaining the nature, different types and classifications of risks
- Ongoing monitoring of the operations of the company and compliance reviews
- Checks which the compliance officer should be carrying out internally and on third party service providers
Overview
Why Attend?
Agenda Highlights:
Confirmed Speakers
Sponsors
Investment Funds & Asset Management
Compliance For Funds And Fund Servicing: Session 2
May 10, 2023
Old University of Malta - Valletta
Malta Asset Servicing Association
Upcoming Events
Malta - Stronger Together: Malta’s Commitment to UK Financial Partnerships
Credit & Financial Institutions
Understanding the Risk Based Approach in Financial Crime Prevention
Search for a Business in Malta
Looking to host an event of your own?
From workshops and local meetups, to conferences and virtual meet and greets, we have it all! To have your event highlighted on our Events homepage, submit your event's details below. All events will be reviewed by the Finance Malta Community team.