Compliance For Funds And Fund Servicing: Session 1
MAY 8 between 4:00 PM - 6:00 PM
Price: €100
Session 1:
- Requirement to have a compliance officer – legal basis and process for approval
- Role of the Compliance Officer vis-à-vis the MFSA, FIAU and SMB
- Main duties of the compliance officer stemming primarily from understanding the organisation
- Minimum policies and procedures which are required for an effective carrying of the compliance function
Overview
Why Attend?
Agenda Highlights:
Confirmed Speakers
Sponsors
Credit & Financial Institutions
Compliance For Funds And Fund Servicing: Session 1
May 8, 2023
Old University of Malta - Valletta
Malta Asset Servicing Association
Upcoming Events
Credit & Financial Institutions
Ready for What’s Next - Building Resilience and Agility - An MIA Conference
The IFSP AML for Directors Course
Search for a Business in Malta
Looking to host an event of your own?
From workshops and local meetups, to conferences and virtual meet and greets, we have it all! To have your event highlighted on our Events homepage, submit your event's details below. All events will be reviewed by the Finance Malta Community team.